Who We Serve

Exclusive Private Wealth Services for Discerning Clients

Our private wealth practice is an exclusive firm thoughtfully designed to meet the unique needs of high-net-worth individuals and families. To maintain the personalized attention our clients deserve, Duane Bazis is personally accepting new clients only through introductions from current clients or close acquaintances. However, our firm is open to working with a select number of qualified clients through our trusted associates.

- Exceptional, Personalized Service: We prioritize direct access to your advisor, minimizing automated responses and eliminating unnecessary delays. This helps to ensure a seamless and efficient experience for every client.

- Custom Portfolio Management: We tailor portfolios with actively managed equity and bond positions, empowering you to better control your assets and manage tax outcomes.

- Fiduciary Commitment: As a Registered Investment Advisor (RIA), our structure adheres to the highest fiduciary standard. Your interests are always our priority, reflecting our unwavering commitment to transparency and trust.

- Specialized Wealth Management: While we serve clients in all stages of wealth, our focus is on accredited and qualified investors, offering tailored strategies for private wealth management and investment planning.

- Transparent, Fee-Only Model: Unlike commission-based firms, we charge an annual percentage fee based on portfolio value. In our view, this ensures our compensation aligns directly with your financial success.

- Independent Custodians for Security: Your assets are held by third-party custodians like Schwab Institutional and LPL Financial, providing independent reporting and enhanced security.

- Flexible Engagement Options: We offer fixed-fee or hourly-rate models for financial planning and second-opinion reviews, allowing you to choose what fits your needs best.

- Leadership: Our founder, Duane Bāzis, brings decades of experience from Wall Street, having served as a Portfolio Manager and Branch Manager. Recognizing the limitations of traditional firms, he created our practice to provide truly fiduciary-focused service.

- Grounded in Hard Work: Duane’s humble beginnings in a blue-collar family in Omaha, Nebraska, taught him the value of perseverance. His background inspires our mission to help clients safeguard and grow their wealth for generations to come.

At our firm, we aim to deliver unparalleled private wealth services while ensuring your legacy thrives for future generations.